Improving Quality of Higher Education: Autonomy to Colleges, What Next?

The crucial problems of improving the quality of higher education, though has been one of the nucleus concerns of Indian higher education system over the decades, assumed alarming proportion with the mushroom growth in the number of higher education institutions in the recent past.  Most of such institutions are generally known to have problems of bare minimum necessary academic and physical infrastructure, acute resource crunch, and extremely poor enrollment.  However, magnitude of these problems varies from institution to institution.  These problems are specific not only to the private colleges as even the colleges / institutions established by the government have been found wanting on these and similar accounts.  The concerned statutory regulatory bodies have invariably directed such institutions to create necessary infrastructure and support facilities and also take other measures within the given time frame and after having found them failing in compliance has even suggested/recommended appropriate action against them.  However, the experiences show that in the past such suggestions/ recommendations were hardly accepted by the State due to obvious reasons.  Unfortunately one of the very relatable suggestions of the University Grants Commission (UGC) also met the same fate.  In order to address the developmental needs of the colleges who were non-eligible for allocation of development grants in the Ninth Plan under the college development scheme of the Commission on account of their poor enrolments, the UGC suggested conglomeration of developmental needs of such colleges so that those could be probably addressed by allocating so that those could be properly addressed by allocating them admissible development grants.  However, it is learned that did not cut much ice either with the State or the affiliating university resulting into non-allocation of development grants to many such college, which gratuitously deprived them to tide over their acute resource crunch position hindering the very growth of the institution.
Higher education quality improvement intervention strategies formulated and implemented during the successive Plan periods by the concerned bodies responsible for coordination, determination and maintenance of standards of higher education in the country have attracted serious attention of all the stakeholders in the field of higher education.  One of the such intervention strategies emerged out of the recommendations of the Education Commission (1964-66) and is being experimented with by the UGC since 1976 in the field of higher education is to confer the status of autonomous college to the well –established and reputed colleges, through their parent universities, and thus give them academic autonomy to improve quality of higher education through various teaching-learning innovations/pedagogies.  By the end of the fiscal 2002-2003, a total number of 135 colleges in the country were conferred with the autonomous status, which is supposed to be an instrument for promoting academic excellence.
Quality Education and Autonomy
Drawing upon its experiences of implementing the autonomy scheme in collegiate sector across the country, the UGC document on the X plan Profile of Higher Education in India, highlighted the importance of the scheme and stated that: ’The only safe and better way to improvement the quality of under-graduate education is to delink most of the colleges from the airlifting structure.  Colleges with academic and operative freedom are doing better and have more credibility.  The financial support to such colleges boosts the concept of autonomy.  It is proposed to increase the number of autonomous colleges to spread the culture of the autonomy, and the target is to make 10 per cent of eligible colleges autonomous by the end of the Plan.”  In order to achieve this set ambitious target, the UGC has recently invited proposals from the recognized colleges for consideration under the scheme.  Colleges whose proposals are pending with it for want of NOC from the state and / or university have been asked only to inform about their interest to get the proposals considered as per the Tenth Plan guidelines.  However, target to have 500 colleges autonomous by the end of the Seventh Five-Year Plan itself was envisaged even by the national policy on Education 1986--92).  Anyway it is better to be late than ever.  It is expected that this pro-active role of the  UGC for improving quality of higher education in the Country will receive loud appreciation and encouragement from all those who earnestly seek quality in higher education.
Against this backdrop, it seems prudent to examine and evaluate efficacy of the scheme by looking at the achievements and constraints at the operational level.  This introspection exercise is likely to help the policy planners and educational administrators to achieve the target set for the Plan period and improve quality of higher education in the country to make it more competitive at the global level. The sole parameter seems to be that in case the scheme has so far not been able to yield desired results to the perceptible degree even after a period of more than a quarter century and with substantial expenditure out of the central budget, then what next?  Moreover, is granting autonomy the only safe and better resort to improve quality of higher education?  If yes, then how it should be best implemented?  And if not, whether other intervention strategies being implemented for improving quality of higher education need a re-look for revision to complement and supplement the autonomy scheme?  What may be the other strategies, which may support or accelerate the on-going efforts for attaining quality in higher education?  The experiences gathered so far are of a mixed bag.  Some have proved their abilities to innovate specially in terms of curriculum revision; teaching, learning and evaluation process; and research, consultancy and extension.  Such colleges have also attracted better assessment on the nine point rating scale of NAAC.  Contrary to this in majority of cases the curriculum has not been substantially revamped to suit the locale specific needs, resources and aspirations.  The changes made have been more or less superficial and do not respond to the changing needs.  In few cases the parent university has not favoured the changes made in the curricula and thus the academic autonomy has proved partial.  Sometime the parent university itself has questioned  Continuous internal assessment system.  The universities have generally been found not encouraging the college autonomy due to the fear that it would lead to diminishing of their own power, authority and financial revenue.  These and similar other set of questions deserve pragmatic solution as it is learned that quite a few autonomous colleges are not functioning at the satisfactory level and the even in some cases their autonomy has been withdrawn.  This attainment falls short of the expectations of the scheme and therefore, sincere efforts should be to ensure effective implementation of the scheme.  This will help building a strong ’human resource reservoir in the country, through the instrumentality of quality in higher education, to cope with the ever growing and demanding and fast changing and challenging scenario at the national and international platforms.
Affiliation Vs Autonomy
Historically, the affiliating system of colleges was originally designed when their number in university was small.  The university could then effectively oversee the working of its affiliated colleges, act as an examining body and award degrees.  However, with the rapidly growing increase in the number of colleges / educational institutions, the system became unmanageable and started losing its governance.  Now it is becoming increasingly difficult for any university even to effectively attend to the varied needs of the affiliated / constituent individual colleges in a regular way and that too within the reasonable time.  The act, statutes, ordinances and regulations of the university and its common system, governing all colleges skills, irrespective of their characteristic strength, weaknesses and locations, have adversely affected the academic development of individual colleges.  Virtually all affiliated/ constituent colleges of a university are supposed to strictly adhere to the given system and any initiative or innovation, outside the given ambit, taken by a particular college at its own cost, is often treated nu the university as an infringement on its dictum.  Since hardly any college can afford the unnecessary displeasure of its parent university even in respect of the matters falling in the gray areas, they look to the parent university for guidance.  This infatuation restricts their involvement/initiative in the field of higher education and thus adversely affects healthy development of the colleges as well as the university.  Moreover, what is lamentable is that the existing system hardly encourages leadership in the field of higher education and prefers to operate in a domineering style Under the given scenario, the colleges are required to follow the syllabus and academic calendar of the university.  They do not have the freedom to modernize their curricula to make relevant to the locale specific needs, resources and aspirations.  Moreover, the colleges having capacity and capability for offering programmes of higher standards do not have the freedom to do so within the prevailing routine and rigid bureaucratic style of functioning of the university system.  Even if at all the freedom is granted, it generally comes with a lot of riders of ‘its’ and ‘buts’.  Realizing such constraints of our higher education system, the Education commission (1964-66) observed that exercise of academic freedom by the teachers is a crucial requirement for development of the intellectual climate of the country.  Further, it felt that unless such a climate of academic freedom to the teachers prevails in the country, it is difficult to achieve excellence in our higher education system.  It is imperative that the university, college management, teachers, students, and non-teaching staff etc.  being as stakeholders, have to share major responsibilities in raising the quality of higher education.  Hence, the Education Commission recommended colleges autonomy, which is essence, was presumed as an instrument for promoting academic excellence.  Pursuant to this, the UGC formulated the scheme of Autonomous Colleges in the Fourth Plan (196973), but could implement the same only w.e.f. 1976.
Autonomy Objectives
The National Policy on Education (1986-92) visualized that the autonomous colleges will have the freedom to determine and prescribe their own courses of study and syllabi, prescribe rules for admission in consonance with the reservation policy of the State, evolve methods of assessment of student work, the conduct of examinations, and notification of results; use modern tools of educational technology to achieve higher standards and greater creativity; and provide healthy practices such as community services, extension activities, etc.  The explicit intention, therefore, was to provide more opportunities to teachers to play a crucial role in promotion and development of an intellectual climate in the college, conducive to pursuit of scholarship and excellence and the become role models for those who seems to have insulated themselves from the changes.
Distribution of Autonomous Colleges
As on 31st March 2002, only 130 autonomous colleges spread over 29 universities of nine states were there in the country – Tamil Nadu (48), Madhya Pradesh (24), Andhra Pradesh and Orissa (17 each), Chhattisgarh (11). Himachal Pradesh (05), Uttar Pradesh (04), Maharashtra (03) and Gujarat (01):
The pace of acceptance of the scheme by the collegiate sector has been rather slow as an increase of only 11 colleges (119 to 13.) was registered in the list of autonomous colleges during the entire five –year period of the Ninth Plan.  However, for the purpose of improving quality of higher education, at least 10 per cent of the 5013 eligible colleges (as on 31st March 2002 under Section 2(f) and 12 (B)of the Act, 1956)n have now been targeted by the UGC for making them autonomous by the end of the Tenth Plan.   Incidentally it is learned that in spite of the sincere efforts and persuasion made in thepast, not many takers o fthe scheme were there even during the first year  (2002-2003) of the Tenth Plan (2002-2007) itself, of 130 autonomouscolleges, thus raising the total number of autonomous colleges in the country to 135 as on 31st March 2003.  Thus in view of the current pace of acceptance of the scheme by collegiate sector, the target set by the Plan end is difficult, if not impossible, to achieve.  If average 92 new colleges every year, i.e., about eight colleges every month will be required to be conferred with the status of autonomous colleges beginning from the fiscal 2003-2004 itself till the end of the Plan period, in addition to the continuation of 135existing autonomous college.  To fasten the belt for achieving the set target, a more pragmatic approach needs to be rigorously pursued as lack of enthusiasm of the governments and the universities has been reported as the crucial impediment in the acceptance and implementation of the scheme.  In this context, regional disparities in the spread over of autonomous colleges are an eye opener and a matter of serious concern.
Regional Disparities
A close look of the distribution of autonomous colleges across the country reveals that majority of autonomous colleges are located only in the selected States.  Does this pattern suggest that political leadership and leadership of education institutions in these States had comparatively better entrepreneurship qualities and, therefore, so far have been quick to grab and experiment with such an important quality intervention initiative of the apex statutory body?  Apparently this postulate seems to hold water as generally the educational institutions located in the southern states (50 percent of the autonomous colleges are located in the States of Andhra Pradesh and Tamil Nadu alone) are known to have sustained quality improvement endeavours and as a result have attracted more than the proportionately sizable share under various heads/ schemes/ programmes of higher education sector.  One may even plausibly argue that the leaderships of many of such educational institutions had ventured to implement the autonomy scheme primarily to attract more financial support from funding bodies to supplement and further consolidate their financial health and gain credibility and thus enable them to branch out in the hitherto unknown fields of higher education.  Anyway whatsoever were the field of higher education in the country and leaving many other behind to follow them.  In this context, the lukewarm response of the otherwise known progressive and prominent State like Delhi, Punjab and Hariyana and a big State like Uttar Pradesh is really astonishing.  This situation certainly calls for an in-depth introspection as if such States have so far been reluctant in accepting the scheme, then how the culture of the autonomy will spread and get momentum in the country so necessary to meet the target set for the Plan.
Financial Support
To meet their additional and specific needs under the Scheme, financial assistance is available to autonomous colleges offering not fewer than six programmes, of which two may be at post-graduate level.  In addition to the autonomy grants, the autonomous colleges are also eligible for admissible grant under other schemes of the Commission subject to fulfillment of prescribed conditions.  During the Ninth Plan period alone, grants amounting to Rs. 2009.82 lakhs were released by the UGC to autonomous colleges for carrying out the assigned function/responsibilities:
Table 2: Grants released by UGC for Autonomous Colleges
With a view to give boost to the prospects of the scheme in the Tenth Plan, ceiling of financial assistance has been enhanced by about one and a half time of the Ninth Plan assistance level,  For the single faculty under graduate colleges, the ceiling is no. Rs. 5.00 Lakh per annum and for more than one faculty colleges, it is Rs.7.00 lakh per annum.  Both for under-graduate and post-graduate colleges, the revised ceiling for single faculty is Rs. 6.00 lakh per annum and for multi-faculty is Rs.12.00 lakh per annum.  In addition to this, UGC will also provide VSAT to each autonomous college for Internet connectivity.  Increase in the quantum of annual assistance and provision of VSAT facility are expected to play as strong motivating factors to attract potential colleges to the scheme.
Radical Departure: Affiliated to Autonomous
The concept of ‘autonomy’ is a radical departure from the existing affiliating system.  It means self-governance i.e. teacher oriented system.  The basic premise is that the college conferred with the status of autonomous college shall exercise complete academic freedom in its functioning and for this purpose shall be required to perform many of the functions of its parent university.  Devising / innovating / restructuring curricula, designing new courses, working out its own assessment / examination /a evaluation system and declaring addition to these functions, an autonomous college shall have to carry out many other ancillary functions, which were hither to being performed by the affiliating university.  Since this change in the role of the college, from affiliated to autonomous is not gradual, the college generally finds it extremely difficult to cope with the new roles and responsibilities envisaged under the scheme.  It has often been observed that an autonomous college, though having requisite enthusiasm and initiative, finds it difficult to do justice to its changed role for want of necessary experience of handling such situations independently.  Lack of necessary infrastructure facilities at its commend further aggravate the situation.  What adds to the problems of most of the principals that often they fail to muster willing support from their colleagues and secretarial staff at the crucial junctions?  Initial enthusiasm and support gradually fades away and often the principals  are virtually left alone to carry on the enormous responsibilities, each one demanding equal attention.  Once granted autonomy, generally the parent university keeps itself aloof and leaves it to the college to run the show at its own.  Visualizing such problems / pitfalls, guidelines of the scheme have provided that autonomous college will have freedom to draw upon the expertise available with different departments of the parent university to continuously update curricula and devise innovative methods of teaching, examination and evaluation.  The university will accept such changes / innovations adopted by the college and will facilitate / encourage it to develop its own academic programmes and also improve the faculty.  However, this resolution needs to be translated into reality.
A complete change in the psyche of all concerned, adequate academic preparations, and stong support of the management to realize and accept the implications of such a changeover are crucial pre-requisites for successful implementation of autonomy granted to the college.  Incidentally this is not happening to the desired extent, in a fairly large number of the cases due to variety of reasons.  Objective identification of potential colleges for including the selected colleges is bound to result into tangible improvements in the quality of higher education.  This requires intellectual honesty, a high degree of emotional commitment and administrative competence.
Symbiotic Relationship
The guidelines envisaged that it is the academic autonomy empowering the college to experiment with innovation switch renewed vigor and vitality and thus attain quality in higher education.  Healthy rivalry or cutthroat competition in matters related to academic performance and governance is welcome in the larger interest of promotion of excellence in higher education.   In fact it will be a rewarding learning opportunity, if both the parent university and its autonomous colleges are a supplementing and complementing each other’s endeavours in the much interest of promotion of quality of higher education in the region.  Timely necessary academic, administrative and other supports of the university will not only enable the autonomous college to function effectively and efficiently but also the feedback received about the functioning of the colleges will be mutually beneficial.  Ironically, the parent university is generally found lukewarm in its response and reluctant in providing necessary academic and administrative support to such colleges and often treats them as its rival drawing advantage at the cost of the University.  The suggested symbiotic relationship is possible only when there is mutual respect in the minds of leaderships of such institutions and each one is utmost willing to give its best to the system under the synthesis of dynamic leadership and academic acumen.
Gray Areas
To ensure effective implementation, the Scheme has undergone review and revision from time to time.  However, the focus so far has been on problems relating to innovations and changes under autonomy, administrative and financial matters, etc., so as to make the concept of autonomy popular in the academic circles.  The gray areas still exist which call for serious dialogue for removing unfounded apprehensions in the minds of teachers, managements and the governments, mainly about the service conditions, security of jobs and proper implementation of the scheme, and the college-university – State Government – UGC relations. Changes in acts and statutes of the Universities are also needed to provide them necessary powers to confer autonomous status to the identified and selected colleges.  Matters falling in the gray areas are generally open for multiplicity / duplication of efforts by more than one stockholder and, therefore, call mutually acceptable approach.  Such areas include criterion about admission of pass out graduates of the autonomous college in the post graduate programmes being run by the parent university on its campus and merit position secured in the university by the students of autonomous colleges.  It has often been reported that students of autonomous colleges are treated ‘les than equals’ by their own university.  In the mind of the university there is a general feeling that due to obvious reasons performance of the students are not evaluated by the autonomous colleges on the same set of parameters as applied to the parent university.  Such suspicions / apprehensions, unless based on ground realities, bring down the reputation of the institution in the eyes of the public, which in turn demoralizes institution management and the students.  Such sorts of suspicions / apprehensions need to be re resolved.  The existing ambiguities often lead to certain amount of misunderstanding leaving a bad taste in the mouth.
Networking and Monitoring
Timely review for extension of autonomy is utmost necessary as in the absence of autonomy status and admissible autonomy grants, it becomes virtually difficult for the college to maintain the tempo of initiatives with the same sense of commitment and dedication.  Timely nomination of experts on different committees is also very important to enable the college to transact its business smoothly.  Long delay in such matters deadly slowdowns the pace of the working of autonomous colleges.
Instances of leakage of examination papers, unfair evaluation criterion, subjective practices resulting into favoritism and nepotism etc. be taken care seriously for appropriate intervention before they rolled into snowballs.  In few cases recurrences of such instances had compelled students and faculty to openly charge the college management for adopting unfair practices in the name of autonomy and have even demanded for withdrawal of the autonomous status of the college.
In case of government colleges are conferred with autonomous status, the State has added responsibility.  It should equip such colleges with necessary faculty and infrastructure support facilities to implement the scheme successfully.  Transfer of faculty of such colleges be resorted to only as the last measure and that too only under exceptional circumstances.  State’s efforts should be to ensure uninterrupted continuity of the functioning of the autonomous college.  To augment it further, services of the highly qualified, experienced and motivated faculty be placed at the disposal of the autonomous colleges to enable them to serve as centers of excellence.
It seems that the most crucial missing component of the scheme has so far been its poor monitoring.  A Regional / State level monitoring mechanism through networking may provide practical solutions to many of the problems being encountered with by the colleges during the implementation of the scheme.  Cross fertilization of ideas between and among the autonomous and non-autonomous colleges, at regular intervals, and also about the ‘successful’ and ‘not so successful’ innovations made by the autonomous colleges may improve quality of higher education as such interaction may provide much deeper insight into the problem areas and after alternatives to the existing remedial / correctional practices.  This exercise may also motivate others to seek autonomy status in due course of time in the interest of improvement of higher education.
Last but not the least, prior to deciding to bring 10 per cent of the eligible colleges under the ambit of the scheme by the end of the Plan, a status paper on the working of the autonomous colleges in the country could have been brought out for wider circulation, consultation and discussion.  This would have given a fairly good insight to the States, universities and the hitherto non-autonomous colleges about the working of the autonomous colleges and helped them to make up their minds to go for autonomy.  Moreover, prior to widening the network of autonomous colleges in the country, which would call huge budgetary allocation under higher education sector, attempt could have been first to consolidate the gains made so far under the scheme, document it and then bring the potential and aspirant colleges to the take off stage, i.e., affiliated status to the autonomous status.  Initially the best 100 colleges in the country be selected and their universities be impressed upon to encourage such colleges to apply for autonomous status.  Once this is done, other colleges would be motivated to join the elite group.
Summing Up
Conferment of autonomous status to a college, like AICTE’s accreditation to a programme, is initially for a period of five years which may be extended further subject to the satisfactory performance of the college / programme.   Therefore, it is the august and pious responsibility of State, Parent University, college management, teaching and non teaching staff and students not only to continue to maintain quality / standard of education but also make sustained efforts to improve the same by plugging the loose ends. Withdrawal of autonomy of college / accreditation of a programme will not only be a serious blot on its public image but will also demoralized the all concerned,  This will also make them to think several times for implementing any innovative areas / scheme in future of betterment of the standard of higher Education.  However reasons for not getting/withdrawal autonomy be communicated to the concern institution, parent university and the State so as to give clear, transparent and impartial indications of the strengths and weaknesses of the institution.  This may help them to take necessary remedial measures and submit the matter at an appropriate stage for reconsideration.


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